Fund of Funds
Form and manage a fund that invests in other funds with full legal and SEC compliance.
Build a Legally Sound Fund of Funds
Creating a Fund of Funds requires more than standard fund documentation—it demands precision, strategy, and full regulatory compliance.
At Swafford Law Firm, LLC, we help fund managers and capital raisers structure funds that invest in other funds with confidence. From entity formation to PPMs, subscription agreements, and SEC filings, we ensure every part of your fund is built on a solid legal foundation.
Why Choose a Fund of Funds Structure
If you’re a capital raiser who wants to participate in other people’s deals—without handling day-to-day asset management—a Fund of Funds may be the ideal solution.
We create one-off, legally compliant Fund of Funds designed to invest in other funds—whether focused on real estate, debt, oil and gas, or other ventures.
Our team ensures your fund operates efficiently, stays compliant, and meets investor expectations—so you can focus on growing relationships and raising capital.
Compliance and SEC Considerations
Launching a Fund of Funds requires strict adherence to SEC and state regulations. Our experienced legal team ensures your formation, filings, and investor documents meet every regulatory standard.
We provide comprehensive guidance on:
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SEC and state securities exemptions specific to Fund of Funds
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Regulation D and Blue Sky filings
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PPM drafting and investor subscription documents
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Advertising and investor solicitation rules
We stay ahead of changing regulations so your fund remains compliant and investor-ready.
Other Services
Beyond property transactions, Swafford Law Firm, LLC provides expert counsel in broader business and investment matters, including:
Commercial Real Estate
Purchase and Sale Agreement negotiations
Title and Survey review
Loan Document review
Asset Specific Syndications
Tailored Syndications Documents for specific purpose
SEC Compliance Assistance
Detailed org chart for investor/lender
Funds
Real Estate Funds
Debt Funds
Oil & Gas Funds
Business Acquisition Funds
Business Acquisitions
Business Purchase Agreements
Loan Document review
Corporate Governance
Schedule a Consultation
Building a debt fund requires experience, foresight, and the right legal structure.
Let’s discuss how Swafford Law Firm, LLC can help you build and manage a compliant, profitable debt fund.